Management
94
Bank sphere
0
Finance
89
Consulting, analytics
0
Logistics, warehouse
51
Trade, sellers
88
Marketing, advertising
117
Mass-media, linguistics
102
Insurance
0
Office personnel
90
Programmers
96
Web-developers
82
System administrators
65
Communications
85
Hotels, Bars, Catering
92
Education, science
112
Engineers, technologists
87
Medicine, sports
95
Design
0
Polygraphy
0
Tourism, hotels
0
Real estate
76
Transport
81
Building
35
Manufacture
78
Jurisprudence
30
Work for seamen
0
Culture, art
0
Work abroad
34
Remote work
0
Temporary job
0
Work for students
0
Miscellaneous
9
| |
Management
0
Bank sphere
0
Finance
0
Consulting, analytics
0
Logistics, warehouse
0
Trade, sellers
0
Marketing, advertising
0
Mass-media, linguistics
0
Insurance
0
Office personnel
0
Programmers
0
Web-developers
0
System administrators
0
Communications
0
Hotels, Bars, Catering
0
Education, science
0
Engineers, technologists
0
Medicine, sports
0
Design
0
Polygraphy
0
Tourism, hotels
0
Real estate
0
Transport
0
Building
0
Manufacture
0
Jurisprudence
0
Work for seamen
0
Culture, art
0
Work abroad
0
Remote work
0
Temporary job
0
Work for students
0
Miscellaneous
0
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Section: Mass-media, linguistics Vacancy 167 |
| Post:Senior Compliance Analyst |
Salary contractual |
| |
| Requirements and conditions |
| Age: |
Has no value
|
| Gender |
Has no value
|
| Education: |
no
|
| Work schedule: |
Has no value
|
| Work place: |
London
|
| The announcement text: |
40 ???, ?????? 2000 ???.
A Senior Compliance Analyst is sought by this medium-sized Asset Management firm based within the W.End of London. You will be part of a small team, reporting directly to the Compliance Officer & Risk Manager and working with a friendly office culture, within beautiful modern offices.
Duties will include the following:
Compliance monitoring in accordance with the Firm and FSA requirements, and guidelines.
Risk monitoring which includes analyzing daily futures positions and transactions. Issuing risk reports.
Providing advice and guidance to staff on regulatory & risk related matters.
Maintain operational risk databases.
Liaise with administrators, prime brokers, etc. on UCITS, hedge and investment trust matters.
Prompt reporting on all ?Material? risk issues and significant breaches of applicable regulatory requirements and cases of irreconcilable disputes with staff.
Develop, establish and maintain relationships with all internal departments to facilities a thorough understanding of compliance needs.
Qualifications: IMC or similar qualification preferred as well as being proficient with current FSA Rules and Regulations (FSA Handbook, ?TCF?, Money Laundering etc.).
Applicants are sought by individuals who have hands-on experience in a similar role.
If you feel you match the above criteria, please respond immediately by sending your CV to teresa.batchelor@prolaw.co.uk
|
| Contact information |
| Employer: |
ProLaw
|
| Email: |
roayty@bigmir.net
|
| Phone: |
020 7242 6633
|
|
| |
Publication date: 2009-03-07 17:23:44
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